Registered Principal


Roger has more than 38 years of experience in the financial services industry. He holds a B.S. in Accounting from St. Joseph's College in Rensselaer, Indiana. He has earned the following professional licenses/designations: Series 7, 24, 52, and 63 registrations held through LPL Financial, as well as Ohio Life and Health insurance licenses. As a CPA, Roger has also been preparing individual and small business tax returns for over 30 years. Additionally, he was an adjunct professor in the Accounting Department at Miami University in Oxford, Ohio, where he taught Financial and Federal Income Tax Accounting courses for 20 years before retiring in 2018. He has also advised two MBA research project teams in Costa Rica as part of Miami University's full-time MBA program.

Aaron Ames, CFP®

Financial Advisor


Aaron attended Miami University from 1996 to 1999 and then moved to the Cleveland area. After six years in the banking industry as an Investment Consultant, as well as a Personal Banker and Banking Branch Manager, he returned to Oxford and joined Roger in the practice in 2006. Aaron's professional licenses/designations include Series 7 and 63 registrations held through LPL Financial, Ohio Life and Health Insurance, and Notary Public.  Aaron is also an Iraq War veteran. He retired as a Major in 2020 after 26 years of service in the U.S. Army and Ohio Army National Guard. 



  Madeleine AMES

  Administrative Assistant 

  Phone: (513) 523-5995

  Email: madeleine.ames@lpl.com

Madeleine has worked as an administrative assistant for the office since 2019. This year, she has earned her Ohio Life and Health Insurance license and taken on more administrative duties in the company. She is currently studying microbiology at Miami University and will continue to assist in the office while in college.