Registered Principal


Roger Has more than 34 years of experience in the financial services industry. He holds a BS in Accounting from St. Joseph's College in Rensselaer Indiana and an MBA in Management from the University of St. Francis in Ft. Wayne Indiana. He has earned the following professional licenses/designations: Series 7, 24, 52, and 63 registrations held through LPL Financial as well as Ohio Life and Health insurance licenses. As a CPA, Roger has also been preparing individual and small business tax returns for over 25 years. Additionally, he is an adjunct professor in the Accounting Department at Miami University in Oxford, Ohio where he has been teaching Financial and Federal Income Tax Accounting courses for over 18 years. He has also advised two MBA research project teams in Costa Rica as part of Miami University's full-time MBA program.

Aaron Ames, CFP®

Financial Advisor


Aaron joined Roger in the practice in 2006, after six years in the banking industry as an Investment Consultant as well as a Personal Banker and Banking Branch Manager.  Aaron's professional licenses/designations include: Series 7 and 63 registrations held through LPL Financial, Ohio Life and Health Insurance, as well as Notary Public.  Aaron is also an Iraq War veteran with more than 21 years of service in the U.S. Army.  He is currently a member of the Ohio Army National Guard where he holds the rank of Major.